Alfred F. Matarazzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Francis Matarazzo SR, who also goes by Alfred Francis Matarazzo Sr., was a registered financial advisor .
Alfred is a previously registered financial advisor and started their career in finance in 1958. Alfred had worked at 5 firms and has passed the Series 63, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 1998 - December 31, 2008
MAIN LINE FINANCIAL ADVISORS, LLC.
September 25, 1992 - August 20, 2010
FSC SECURITIES CORPORATION
September 3, 1986 - August 20, 2010
FSC SECURITIES CORPORATION
January 13, 1975 - September 4, 1986
ADVANTAGE CAPITAL CORPORATION
June 13, 1974 - August 7, 1975
AMERICAN CAPITAL MARKETING, INC.
April 7, 1958 - April 22, 1977
PENNSYLVANIA FUNDS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/7/1958
Registered Representative ExaminationCurrent Firm
MAIN LINE FINANCIAL ADVISORS, LLC.
CRD#: 121583 / SEC#: 801-68909
Contact information
Red Flags
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