Amanda C. Saunders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Corinee Saunders, who also goes by Amanda Corinee Guy, Amanda Guy, Mandy Guy, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 1999. Amanda had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2007 - March 8, 2022
CREDIT UNION INVESTMENT SERVICES
July 26, 2007 - October 4, 2007
SECU BROKERAGE SERVICES
November 2, 2006 - March 8, 2022
SECU BROKERAGE SERVICES
November 20, 2003 - April 21, 2006
SECU BROKERAGE SERVICES
April 6, 2001 - January 29, 2002
EQUITABLE ADVISORS, LLC
September 15, 1999 - March 30, 2001
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/17/2024
General Securities Representative ExaminationCurrent Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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