Patricia E. Fougerat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Emma Fougerat, who also goes by Patricia Emma Arnold, Patricia E Garcia, Patricia Emma Garcia, Patty Garcia, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 2000. Patricia had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2022 - May 31, 2024
TCBI SECURITIES, INC.
August 5, 2014 - December 31, 2016
WELLS FARGO CLEARING SERVICES, LLC
January 7, 2013 - June 10, 2014
FIRST SOUTHWEST COMPANY, LLC
November 6, 2009 - July 18, 2012
WELLS FARGO SECURITIES, LLC
February 22, 2001 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
September 18, 2000 - February 14, 2001
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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