Scott J. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott John Hamilton was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1999. Scott had worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2017 - March 4, 2020
TOWNSQUARE CAPITAL, LLC
December 14, 2017 - March 7, 2018
ALLEGIS INVESTMENT SERVICES, LLC
April 1, 2014 - January 7, 2016
ALLEGIS INVESTMENT SERVICES, LLC
June 13, 2011 - December 31, 2013
CETERA WEALTH SERVICES, LLC
June 10, 2011 - December 31, 2013
CETERA WEALTH SERVICES, LLC
October 3, 2007 - August 20, 2010
INSPHERE SECURITIES, INC.
August 13, 2007 - October 3, 2007
ALLEGIS ADVISORS, INC.
August 8, 2007 - August 20, 2010
INSPHERE SECURITIES, INC.
June 4, 2007 - August 10, 2007
EQUITY SERVICES, INC.
June 4, 2007 - August 10, 2007
EQUITY SERVICES, INC.
December 8, 2003 - May 31, 2007
EQUITY SERVICES, INC.
June 9, 1999 - May 31, 2007
EQUITY SERVICES, INC.
Primary Firm SEC Registration
TOWNSQUARE CAPITAL, LLC
CRD#: 288576 / SEC#: 801-110591
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOWNSQUARE CAPITAL, LLC
CRD#: 288576 / SEC#: 801-110591
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50,715 |
| AUM (Assets Under Management) | $ 14,989,060,522 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/14/2024 | ||
| 10/27/2023 | ||
| 09/01/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
