James W. Winslow

ARBOR TRUST WEALTH ADVISORS

Ann Arbor, MI 48108

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CRD#: 3226077

Professional summary

James William Winslow, CFP® is a registered financial advisor currently at ARBOR TRUST WEALTH ADVISORS, LLC located in Ann Arbor, Michigan.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 6 firms and has passed the Series 66, Series 63, Series 65, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Licensed Insurance Agent; Not Investment Related. 825 Victors Way, Suite 150, Ann Arbor, MI 48108. Insurance. Owner. 12/2014. 4 Hrs/Mo; All During Trading Hours. Analyze Clients Needs for Life, Disability, Long Term Care Insurance. Research Appropriate Insurance for Clients. Obtain Quotes. Help Clients Complete Insurance Applications. Monitor Application Status through the Underwriting Process. Deliver Policies to Clients. 2. FOSDICK LAKE REAL ESTATE HOLDINGS, LLC; NOT INVESTMENT RELATED; 480 HUNTERS CREST DR SALINE, MI 48176; AUTHORIZED MEMBER; 05/2017; 0 HOURS/MONTH 3. Foundation for Saline Area Schools. Not Investment Related. 7265 North Ann Arbor Street, Saline, MI 48176. Public School Foundation. Member of Finance Committee. 12/2017. 5 Hrs/Mo; All During Trading Hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Winslow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

August 4, 2014 - Present

ARBOR TRUST WEALTH ADVISORS, LLC

Office #1: 825 Victors Way Suite 150, Ann Arbor, MI 48108

RIA

CRD#: 169611

Ann Arbor, MI

Past

August 5, 2014 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Ann Arbor, MI

Past

October 31, 2005 - August 6, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

ANN ARBOR, MI

Past

October 28, 2005 - August 6, 2014

LPL FINANCIAL LLC

CRD#: 6413

ANN ARBOR, MI

Past

April 1, 2003 - March 14, 2006

SPC

RIA

CRD#: 110692

ANN ARBOR, MI

Past

January 29, 2003 - November 9, 2005

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ANN ARBOR, MI

Past

July 13, 1999 - February 10, 2003

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARBOR TRUST WEALTH ADVISORS, LLC

ARBOR TRUST WEALTH ADVISORS, LLC | EDITH ADVISORS, LLC

CRD#: 169611 / SEC#: 801-78929

RIA

Registered Investment Advisory firm - (1/3/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/5/2014)

IAR

Texas
(8/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/24/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/27/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/7/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/1/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/24/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

ARBOR TRUST WEALTH ADVISORS, LLC

ARBOR TRUST WEALTH ADVISORS, LLC | EDITH ADVISORS, LLC

CRD#: 169611 / SEC#: 801-78929

RIA

Registered Investment Advisory firm - (1/3/2014 Approved)

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Contact information

Main Address

825 Victors Way Suite 150, Ann Arbor, MI 48108

Mailing Address

Phone number

(734) 389-7794

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARBOR TRUST DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (5/30/2025)

Regulatory assets under management

Total Number of Accounts	1,463
AUM (Assets Under Management)	$ 611,719,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James W. Winslow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Winslow's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SPC

SIGMA FINANCIAL CORPORATION

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

ARBOR TRUST WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/24/2003

Series 63

Date: 7/27/1999

Series 65

Date: 7/7/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/2/1999

Series 10

Date: 10/1/2002

Series 9

Date: 9/24/2002

Current Firm

ARBOR TRUST WEALTH ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARBOR TRUST WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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