Aimee V. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aimee Vanfossan Johnson, who also goes by Aimee B Clower, Aimee Beth Clower, Aimee B Johnson, Aimee B Mmcarth, Aimee Beth Moff, Aimee B Van Fossan, Aimee B Vanfossan, was a registered financial professional .
Aimee is a previously registered financial professional and started their career in finance in 2002. Aimee had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2005 - June 27, 2019
REGISTER FINANCIAL ASSOCIATES, INC.
January 7, 2005 - March 24, 2005
CITIGROUP GLOBAL MARKETS INC.
March 4, 2004 - January 5, 2005
WELLS FARGO CLEARING SERVICES, LLC
April 29, 2003 - December 15, 2003
VOYA FINANCIAL ADVISORS, INC.
August 2, 2002 - April 30, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGISTER FINANCIAL ASSOCIATES, INC.
CRD#: 30568 / SEC#: , 8-45012
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
