James F. Barkley

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CRD#: 3225955

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Franklin Barkley, who also goes by Jim Barkley, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1999. James had worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Barkley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BARKLEY FINANCIAL GROUP; OWNER; JASPER, GA; INSURANCE AND TAX PREPARATION, INVESTMENT RELATED, BEGAN 1976, DEVOTES 3-5 HRS PER WK; SELL OF INSURANCE PRODUCTS AND SERVICES AND PROVIDE TAX PREPARATION/ACCTG SERVICES

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 18, 2021 - March 14, 2023

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

Jasper, GA

Past

April 9, 2020 - July 2, 2020

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Jasper, GA

Past

May 28, 2013 - December 31, 2021

ALLIANCE WEALTH MANAGEMENT, LLC

RIA

CRD#: 167977

JASPER, GA

Past

January 2, 2013 - September 12, 2013

AMERICAN ELITE RETIREMENT

RIA

CRD#: 152499

MARBLE HILL, GA

Past

May 14, 2007 - December 17, 2012

SICOR SECURITIES INC

CRD#: 16195

MARBLE HILL, GA

Past

June 13, 2006 - February 26, 2007

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

MARBLE HILL, GA

Past

October 1, 2003 - May 16, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

March 6, 2002 - October 2, 2003

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 26, 1999 - April 1, 2002

THE MALACHI GROUP, INC.

CRD#: 42320

ATLANTA, GA

Past

June 9, 1999 - December 10, 1999

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/7/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James F. Barkley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROYAL FUND MANAGEMENT, LLC

ALLIANCE WEALTH MANAGEMENT, LLC

AMERICAN ELITE RETIREMENT

SICOR SECURITIES INC

MADISON AVENUE SECURITIES, LLC

USALLIANZ SECURITIES, INC.

MML INVESTORS SERVICES, LLC

THE MALACHI GROUP, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2012

Series 63

Date: 6/7/1999

Series 6

Date: 6/7/1999

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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