DK

David F. Kayatta

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CRD#: 3225788
DK

Professional summary


David Francis Kayatta was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

David is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, David had worked at 3 firms, which includes LOGOS WEALTH ADVISORS INC., AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.

Question & Answer


Are you a "fiduciary"?
No

Aliases


David F Kayatta

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 17, 2012 - February 24, 2012

LOGOS WEALTH ADVISORS, INC.

RIA
CRD#: 148522
RANCHO CUCAMONGA, CA
Past

February 16, 2012 - February 17, 2012

LOGOS WEALTH ADVISORS, INC.

RIA
CRD#: 148522
RANCHO CUCAMONGA, CA
Past

January 12, 2010 - December 31, 2010

LOGOS WEALTH ADVISORS, INC.

RIA
CRD#: 148522
RANCHO CUCAMONGA, CA
Past

December 4, 2009 - December 31, 2009

LOGOS WEALTH ADVISORS, INC.

RIA
CRD#: 148522
RANCHO CUCAMONGA, CA
Past

August 11, 1999 - July 5, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
UPLAND, CA
Past

June 3, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 3, 1999 - July 5, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
UPLAND, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 6/29/1999
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


LW
LOGOS WEALTH ADVISORS, INC.
CAMDEN FINANCIAL ADVISORS, INC | LOGOS WEALTH ADVISORS, INC.

CRD#: 148522 / SEC#: 801-70013

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Contact information


Main Address
3281 E. Guasti Road 7th Floor, Ontario, CA 91761
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


LOGOS WEALTH ADVISORS, INC.

CRD#: 148522

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