David F. Kayatta
Professional summary
David Francis Kayatta was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, David had worked at 3 firms, which includes LOGOS WEALTH ADVISORS INC., AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2012 - February 24, 2012
LOGOS WEALTH ADVISORS, INC.
February 16, 2012 - February 17, 2012
LOGOS WEALTH ADVISORS, INC.
January 12, 2010 - December 31, 2010
LOGOS WEALTH ADVISORS, INC.
December 4, 2009 - December 31, 2009
LOGOS WEALTH ADVISORS, INC.
August 11, 1999 - July 5, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
June 3, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 3, 1999 - July 5, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LOGOS WEALTH ADVISORS, INC.
CRD#: 148522 / SEC#: 801-70013
Contact information
Red Flags
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