Gerald P. Fischetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Patrick Fischetti, who also goes by Gerald P Fischetti, Jerry Fischetti, Fischetti, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1999. Gerald had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2013 - May 16, 2014
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
December 17, 2008 - June 3, 2013
EQUITABLE ADVISORS, LLC
December 15, 2008 - June 3, 2013
EQUITABLE ADVISORS, LLC
August 22, 2005 - December 18, 2008
AMERIPRISE ADVISOR SERVICES, INC.
August 19, 2005 - December 18, 2008
AMERIPRISE ADVISOR SERVICES, INC.
November 30, 2004 - August 25, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 13, 2002 - August 25, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 18, 1999 - February 15, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
