Robert W. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert W Hill, who also goes by Robert Wayne Hill, Robert Hill, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2022 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 12, 2022 - December 18, 2024
CHARLES SCHWAB & CO., INC.
October 12, 2022 - December 31, 2023
TD AMERITRADE, INC.
May 4, 2021 - October 19, 2022
SCHWAB WEALTH ADVISORY, INC.
May 4, 2021 - December 18, 2024
CHARLES SCHWAB & CO., INC.
August 16, 2017 - May 11, 2021
TD AMERITRADE, INC.
August 14, 2017 - May 11, 2021
TD AMERITRADE, INC.
August 14, 2017 - May 11, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 16, 2011 - March 7, 2016
STRATEGIC ADVISERS LLC
July 8, 2011 - March 7, 2016
FIDELITY BROKERAGE SERVICES LLC
May 28, 2009 - May 31, 2011
TD AMERITRADE, INC.
May 21, 2009 - May 31, 2011
TD AMERITRADE, INC.
May 21, 2009 - May 31, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 22, 2007 - February 19, 2009
STRATEGIC ADVISERS LLC
March 14, 2001 - February 19, 2009
FIDELITY BROKERAGE SERVICES LLC
May 18, 1999 - February 1, 2001
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
