Rudolph Masters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rudolph Masters JR, who also goes by Rudolph Masters, Rudy Masters, was a registered financial advisor .
Rudolph is a previously registered financial advisor and started their career in finance in 1970. Rudolph had worked at 6 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2003 - November 12, 2015
VIRGINIA CAPITAL MANAGEMENT GROUP INC
February 25, 1986 - April 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 28, 1981 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
August 11, 1981 - December 13, 1985
NATHAN & LEWIS SECURITIES, INC.
January 14, 1970 - December 19, 1996
OSAIC FA, INC.
January 14, 1970 - October 23, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/7/1970
Registered Representative ExaminationCurrent Firm
VIRGINIA CAPITAL MANAGEMENT GROUP INC
CRD#: 106392 / SEC#: 801-39326
Contact information
Regulatory assets under management
| Total Number of Accounts | 159 |
| AUM (Assets Under Management) | $ 20,931,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
