Anthony R. Ortale

INSIGHT WEALTH STRATEGIES

San Ramon, CA 94583

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CRD#: 3225516

Professional summary

Anthony Rod Ortale, who also goes by Tony R Ortale, is a registered financial advisor currently at INSIGHT WEALTH STRATEGIES, LLC located in San Ramon, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Anthony has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony R Ortale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Rod Ortale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2018 - Present

INSIGHT WEALTH STRATEGIES, LLC

Office #1: 2603 Camino Ramon Suite 350, San Ramon, CA 94583

RIA

CRD#: 293644

San Ramon, CA

Past

October 1, 2018 - June 30, 2020

MUTUAL SECURITIES, INC.

CRD#: 13092

San Ramon, CA

Past

December 12, 2017 - February 22, 2018

FISHER INVESTMENTS

RIA

CRD#: 107342

SAN MATEO, CA

Past

October 7, 2015 - March 29, 2017

CASTLE ROCK WEALTH MANAGEMENT, LLC

CRD#: 7870

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSIGHT WEALTH STRATEGIES, LLC

CRD#: 293644 / SEC#: 801-112986

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/29/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/8/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/11/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 5/30/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/9/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

INSIGHT WEALTH STRATEGIES, LLC

CRD#: 293644 / SEC#: 801-112986

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

2603 Camino Ramon Suite 350, San Ramon, CA 94583

Mailing Address

Phone number

(925) 659-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,962
AUM (Assets Under Management)	$ 932,033,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony R. Ortale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Rod Ortale's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

FISHER INVESTMENTS

CASTLE ROCK WEALTH MANAGEMENT, LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

HORIZON WEALTH GROUP, LLC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

GENEOS WEALTH MANAGEMENT, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

INSIGHT WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/29/2014

Series 65

Date: 6/8/2007

Series 63

Date: 6/25/1999

SIE

Date: 2/3/2017

Series 7

Date: 1/22/2014

Series 24

Date: 11/11/2015

Series 10

Date: 5/30/2000

Series 9

Date: 5/9/2000

Current Firm

INSIGHT WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGHT WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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