Jackie L. Bixby
Professional summary
Jackie Lee Bixby, who also goes by Jackie L Bixby, is a registered financial advisor currently at UTA LLC located in Mesquite, Nevada.
Jackie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jackie has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jackie Lee Bixby's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2021 - Present
UTA LLC
August 2, 2021 - December 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS
January 3, 2011 - August 5, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - August 5, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 7, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
August 7, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 9, 1999 - August 23, 2002
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
UTA LLC
CRD#: 315427 / SEC#: 801-121768
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/25/2021)
(10/25/2024)
(8/26/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
UTA LLC
CRD#: 315427 / SEC#: 801-121768
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 186,732,601 |
Red Flags
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