Janet K. Wutke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Kathleen Wutke, who also goes by Janet Kathleen Brunner, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1999. Janet had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2008 - August 1, 2019
PRO-VI$ION ADVISOR GROUP, LLC
February 25, 2005 - December 31, 2007
STATE FARM VP MANAGEMENT CORP.
September 27, 2000 - November 8, 2004
LPL FINANCIAL LLC
May 24, 1999 - November 8, 2004
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRO-VI$ION ADVISOR GROUP, LLC
CRD#: 145922 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 21,797,134 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
