Michael H. Casel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Howard Casel, who also goes by Michael H Casel, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2023 - January 5, 2024
MINOT CAPITAL, LP
August 9, 2006 - April 20, 2007
FAIRBRIDGE CAPITAL MARKETS
May 10, 2006 - May 15, 2008
OVERTURE INVESTMENTS LLC
December 15, 2003 - September 10, 2004
PERSHING LLC
March 12, 2001 - December 15, 2003
LOCKWOOD FINANCIAL SERVICES, INC.
July 2, 1999 - September 1, 1999
IDS LIFE INSURANCE COMPANY
July 2, 1999 - September 1, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MINOT CAPITAL, LP
CRD#: 126668 / SEC#: 801-73774
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 2,127,226,165 |
Red Flags
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