Anthony Orestano

ALLSPRING FUNDS MANAGEMENT

Temecula, CA

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CRD#: 3225166

Professional summary

Anthony Orestano, who also goes by Anthony Marcus Orestano, Tony Marcus Orestano, Tony Orestano, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Temecula, California and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Anthony has worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Marcus Orestano | Tony Marcus Orestano | Tony Orestano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EFERRAL, INC. POSITION: Co-Founder NATURE: Referral management software developed to efficiently connect businesses with consumers via an industry first, universal mobile app for consumers. The company's top three target markets are:(1)Home remodel service providers; (2) Health/Fitness service providers; and (3) Wedding service providers. Note - the company does not engage in, or work with industries that are highly regulated with respect to referral sharing (specifically - Financial Services, Banking, or Healthcare). INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 10601G Tierrasanta Blvd, 116, San Diego CA 92124, United States DESCRIPTION: I provide intellectual capital, manage the finances, and provide funding as needed for mobile app development efforts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Orestano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2020 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

Temecula, CA

Current

August 4, 2020 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 417 E Chicago Street, Milwaukee, WI 53202

CRD#: 133366

Milwaukee, WI

Past

September 15, 2017 - October 29, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 14729

LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/4/2020)

IAR

California
(8/4/2020)

Hawaii
(11/6/2024)

Nevada
(8/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/10/2019

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/11/2019

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

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Contact information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Mailing Address

Phone number

(833) 568-4255

Established

Firm type

Fiscal year end

# of Employees

519

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	12,065
AUM (Assets Under Management)	$ 318,037,012,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony Orestano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Orestano's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS DISTRIBUTOR, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

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Primary Firm SEC Registration

ALLSPRING FUNDS MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2007

Series 10

Date: 10/10/2019

Series 9

Date: 9/11/2019

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

TRUST BUT VERIFY

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