Anastasios Ziamparas
Professional summary
Anastasios Ziamparas, who also goes by Anastasios Ziamparas, Tasso Ziamparas, Tasso Ziamparas, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Glenview, Illinois.
Anastasios is registered as a RR (Registered Representative) and started their career in finance in 2000. Anastasios has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anastasios Ziamparas's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2023 - Present
NYLIFE SECURITIES LLC
October 12, 2022 - June 15, 2023
SECURITIES AMERICA, INC.
February 5, 2020 - February 4, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 28, 2008 - December 31, 2018
VOYA FINANCIAL ADVISORS, INC.
December 5, 2006 - December 5, 2007
PRUCO SECURITIES, LLC.
September 28, 2006 - December 12, 2006
SIGNATOR INVESTORS, INC.
November 7, 2002 - August 24, 2006
NYLIFE SECURITIES LLC
October 6, 2000 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
June 21, 2000 - March 25, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2023)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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