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Reginald Cabral

ARETE WEALTH MANAGEMENT
Nashville, TN
·CRD# 3224769·22 years experience

Professional Summary

Reginald Cabral, who also goes by Reggie Cabral, Reginald Allan Cabral, Reggie Cabral, is a registered financial advisor currently at ARETE WEALTH MANAGEMENT, LLC located in Nashville, Tennessee. Reginald is registered as a RR (Registered Representative) and started their career in finance in 2004. Reginald has worked at 16 firms and has passed the Series 66, Series 82TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Reggie Cabral, Reginald Allan Cabral, Reggie Cabral

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

ARETE WEALTH MANAGEMENT, LLC·CRD# 44856
BD
555 Marriott Drive Suite 275, Nashville, TN 37214
November 3, 2025 - Present
PINNACLE CAPITAL SECURITIES, LLC·CRD# 106213
BD
Long Beach, CA
August 19, 2025 - October 16, 2025
PREP SECURITIES, LLC·CRD# 188522
BD
Park City, UT
March 4, 2024 - July 31, 2025
S2K FINANCIAL LLC·CRD# 248786
BD
Orlando, FL
April 17, 2023 - November 13, 2023
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
March 24, 2023 - April 10, 2023
EMERSON EQUITY LLC·CRD# 130032
BD
San Mateo, CA
October 20, 2018 - May 23, 2022
SELECT CAPITAL CORPORATION·CRD# 145997
BD
Ladera Ranch, CA
August 17, 2018 - October 10, 2018
INLAND SECURITIES CORPORATION·CRD# 15807
BD
Oak Brook, IL
December 12, 2017 - August 7, 2018
DEMOCRACY FUNDING LLC·CRD# 122804
BD
New York, NY
January 23, 2017 - November 1, 2017
CABOT LODGE SECURITIES LLC·CRD# 159712
BD
New York, NY
January 8, 2016 - December 2, 2016
REALTY CAPITAL SECURITIES, LLC·CRD# 145454
BD
New York, NY
April 7, 2010 - December 2, 2015
LIGHTSTONE SECURITIES, LLC·CRD# 132596
BD
Mahwah, NJ
July 23, 2007 - March 22, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Secaucus, NJ
June 11, 2007 - July 19, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
June 11, 2007 - July 19, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Morristown, NJ
April 25, 2006 - April 16, 2007
TD AMERITRADE, INC.·CRD# 7870
RIA
Morristown, NJ
August 9, 2005 - April 16, 2007
TD AMERITRADE, INC.·CRD# 7870
BD
Morristown, NJ
August 9, 2005 - April 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Pennington, NJ
January 12, 2005 - August 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 13, 2004 - August 5, 2005

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Current Firm

AW
ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH MANAGEMENT, LLC | KEYSTONE SECURITIES, LLC. | KEYSTONE SECURITIES, LLC | KEYSTONE INVESTMENT ADVISORS, LLC

CRD#: 44856 / SEC#: 8-50854
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Mailing Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Phone Number

(312) 940-3684

Established

Illinois since 01/20/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARETE WEALTH INCDIRECT OWNER—
CUCHARALE, CATHERINECHIEF COMPLIANCE OFFICER3054881
LEVINE, DAVID CHARLESCHIEF EXECUTIVE OFFICER—
PARE, MONTEJAR DIMALANTAMUNICIPAL SECURITIES PRINCIPAL2731190
RAYNER, MICAH HARDINGREGISTERED OPTIONS PRINCIPAL / AML COMPLIANCE OFFICER6252596
TROUSDALE, LAUREN NICOLEFINANCIAL OPERATIONS PRINCIPAL5622407

Disclosures

Regulatory Event

2

Civil Event

1

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/3/2025)
RR
Alaska
(11/5/2025)
RR
Arizona
(11/7/2025)
RR
Arkansas
(11/5/2025)
RR
California
(11/3/2025)
RR
Colorado
(11/6/2025)
RR
Connecticut
(11/4/2025)
RR
Delaware
(11/4/2025)
RR
District of Columbia
(11/3/2025)
RR
Florida
(11/4/2025)
RR
Georgia
(11/4/2025)
RR
Hawaii
(11/6/2025)
RR
Idaho
(11/3/2025)
RR
Illinois
(11/6/2025)
RR
Indiana
(11/4/2025)
RR
Iowa
(11/5/2025)
RR
Kansas
(11/4/2025)
RR
Kentucky
(11/4/2025)
RR
Louisiana
(11/3/2025)
RR
Maine
(11/5/2025)
RR
Maryland
(11/7/2025)
RR
Massachusetts
(11/17/2025)
RR
Michigan
(11/5/2025)
RR
Minnesota
(11/5/2025)
RR
Mississippi
(11/3/2025)
RR
Montana
(11/4/2025)
RR
Nebraska
(11/5/2025)
RR
Nevada
(11/4/2025)
RR
New Hampshire
(11/4/2025)
RR
New Jersey
(11/3/2025)
RR
New Mexico
(11/4/2025)
RR
New York
(11/4/2025)
RR
North Carolina
(11/4/2025)
RR
North Dakota
(11/10/2025)
RR
Ohio
(11/3/2025)
RR
Oklahoma
(11/3/2025)
RR
Oregon
(11/6/2025)
RR
Pennsylvania
(11/5/2025)
RR
Rhode Island
(11/4/2025)
RR
South Carolina
(11/7/2025)
RR
South Dakota
(11/3/2025)
RR
Tennessee
(11/4/2025)
RR
Texas
(11/4/2025)
RR
Utah
(11/3/2025)
RR
Vermont
(11/3/2025)
RR
Virginia
(11/10/2025)
RR
Washington
(11/3/2025)
RR
West Virginia
(11/6/2025)
RR
Wisconsin
(11/6/2025)
RR
Wyoming
(11/5/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2005About the Series 66 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Mar 2024About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2004About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Reginald Cabral's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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