Robert Ferrari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ferrari was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 2 firms and has passed the Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2004 - February 27, 2012
ABBEY NATIONAL SECURITIES INC.
November 23, 1999 - February 27, 2004
NABSECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABBEY NATIONAL SECURITIES INC.
CRD#: 112219 / SEC#: , 8-53231
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABBEY NATIONAL (AMERICA) HOLDING INC. | SHAREHOLDER ORDINARY | |
| ELSAID, AMAL FAROUK | FINANCIAL & OPERATIONS PRINCIPAL | 2439004 |
| FERRARI, ROBERT | PRESIDENT & CHIEF COMPLIANCE OFFICER | 3224347 |
| HOPTON, DAVID | BUSINESS MANAGER, SHORT TERM MARKETS | 4703364 |
| PETRIC, DAVID MARKO | DIRECTOR, HEAD OF RISK | 1135897 |
| WELCOME, MICHAEL WAYNE | DIRECTOR OF TRADING | 1435411 |
| YSART ALVAREZ DE TOLEDO, FEDERICO JOSE MARIA | CHIEF OPERATING OFFICER | 5460769 |
Red Flags
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