Theresa T. Churchwell
Professional summary
Theresa Tremel Churchwell, who also goes by Theresa Marie Tremel, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Theresa is registered as a RR (Registered Representative) and started their career in finance in 2000. Theresa has worked at 5 firms and has passed the Series 63, Series 16, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theresa Tremel Churchwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2020 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036May 13, 2011 - July 6, 2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 1, 2007 - July 6, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 29, 2005 - March 6, 2007
RYAN BECK & CO.
July 13, 2001 - March 16, 2005
J.P. MORGAN SECURITIES INC.
May 17, 2000 - June 19, 2001
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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