AS
Amos M. Sheena
Q3 ASSET MANAGEMENT
Birmingham, MI 48009
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CRD#: 3224139
AS
Professional summary
Amos Michael Sheena, who also goes by Amos M Sheena, is a registered financial advisor currently at Q3 ASSET MANAGEMENT CORPORATION located in Birmingham, Michigan.
Amos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Amos has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amos M Sheena
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REGISTRANT IS AN INDEPENDENTLY LICENSED INSURANCE AGENT. THE TIME SPENT ON THIS ACTIVITY, LOCATED AT THE ADVISER'S MAIN OFFICE ADDRESS, MAY VARY THROUGHOUT THE YEAR BUT WILL GENERALLY INVOLVE UP TO 10% OF THE REGISTRANT'S TIME.
CRS (Client Relationship Summary) - RIA
Click below to view Amos Michael Sheena's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2013 - Present
Q3 ASSET MANAGEMENT CORPORATION
Office #1: 2175 Cole Street, Birmingham, MI 48009RIA
CRD#: 137839
Birmingham, MI
Past
May 17, 2011 - December 31, 2012
Q3 ASSET MANAGEMENT CORPORATION
RIA
CRD#: 137839
BIRMINGHAM, MI
Past
October 28, 2008 - May 9, 2011
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
TROY, MI
Past
February 5, 2008 - May 9, 2011
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
TROY, MI
Past
May 15, 2007 - January 16, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
BOLINGBROOK, IL
Past
November 18, 2003 - March 14, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
SOUTHFIELD, MI
Past
November 6, 2001 - July 3, 2002
SKEFFINGTON SECURITIES, L.L.C.
BD
CRD#: 103700
JERSEY CITY, NJ
Past
July 27, 2000 - November 16, 2001
RUMSON CAPITAL, LLC
BD
CRD#: 33848
MONTEBELLO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
Q3 ASSET MANAGEMENT CORPORATION
GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT
CRD#: 137839 / SEC#: 801-77461
RIA
Registered Investment Advisory firm - (1/2/2013 Approved)Colorado
Registered Investment Advisory firm - (1/2/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)Indiana
Registered Investment Advisory firm - (2/12/2013 Terminated)Michigan
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Minnesota
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Texas
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Wisconsin
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(1/4/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 12/29/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
QA
Q3 ASSET MANAGEMENT CORPORATION
GIAIMO, BRADFORD N. | Q3 ASSET MANAGEMENT CORPORATION | Q3 ASSET MANAGEMENT
CRD#: 137839 / SEC#: 801-77461
RIA
Registered Investment Advisory firm - (1/2/2013 Approved)Colorado
Registered Investment Advisory firm - (1/2/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)Indiana
Registered Investment Advisory firm - (2/12/2013 Terminated)Michigan
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Minnesota
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Texas
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Wisconsin
Registered Investment Advisory firm - (12/31/2012 Failure to Renew)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2175 Cole Street, Birmingham, MI 48009
Mailing Address
Phone number
(248) 566-1122
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,456 |
| AUM (Assets Under Management) | $ 727,412,337 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
