Douglas E. Diyanni
Professional summary
Douglas Edward Diyanni, who also goes by Doug Diyanni, Douglas E Diyanni, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1999. Douglas has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Edward Diyanni's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2016 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008September 14, 2006 - February 29, 2016
DEUTSCHE BANK SECURITIES INC.
December 9, 2004 - September 18, 2006
CITIGROUP GLOBAL MARKETS INC.
April 5, 2004 - December 9, 2004
KNIGHT EXECUTION PARTNERS LLC
March 25, 2004 - December 10, 2004
KNIGHT CAPITAL AMERICAS, L.P.
December 13, 1999 - April 6, 2004
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2016)
(5/25/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/21/2006
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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