Thomas A. Matarazzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Anthony Matarazzo was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1999. Thomas had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2013 - August 8, 2014
QUASAR TRADING, LLC
January 2, 2013 - June 5, 2013
COASTAL TRADE SECURITIES, LLC
August 10, 2011 - May 24, 2012
AVATAR SECURITIES, LLC
April 2, 2003 - August 6, 2004
LIGHTSPEED PROFESSIONAL TRADING LLC
April 2, 2001 - April 1, 2003
DOMESTIC SECURITIES, INC.
March 7, 2001 - April 2, 2001
ALL-TECH DIRECT, INC.
May 26, 1999 - February 15, 2001
HORNBLOWER & WEEKS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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