Byron T. Golden

PARK PLACE CAPITAL

Homewood, AL 35209

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CRD#: 3223497

Professional summary

Byron Todd Golden, who also goes by Byron T Golden, is a registered financial advisor currently at PARK PLACE CAPITAL CORPORATION located in Homewood, Alabama.

Byron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Byron has worked at 4 firms and has passed the Series 65, Series 50 and Series 16 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Byron T Golden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byron Todd Golden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2020 - Present

PARK PLACE CAPITAL CORPORATION

Office #1: 2728 19th Place S Suite 160, Homewood, AL 35209

RIA

CRD#: 107952

Homewood, AL

Past

October 1, 2003 - November 16, 2005

NBC SECURITIES, INC.

RIA

CRD#: 17870

BIRMINGHAM, AL

Past

October 4, 2001 - January 16, 2003

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 111757

BIRMINGHAM, AL

Past

September 12, 2000 - September 18, 2001

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK PLACE CAPITAL CORPORATION

NASHVILLE CAPITAL CORP | PARK PLACE CAPITAL CORPORATION | PARK PLACE CAPITAL

CRD#: 107952 / SEC#: 801-32593

RIA

Registered Investment Advisory firm - (9/2/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(6/26/2020)

IAR

Florida
(9/11/2020)

IAR

Georgia
(6/30/2020)

IAR

Mississippi
(6/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 50

Date: 9/11/2017

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 16

Date: 9/8/2000

NYSE Supervisory Analyst Examination

Current Firm

PARK PLACE CAPITAL CORPORATION

NASHVILLE CAPITAL CORP | PARK PLACE CAPITAL CORPORATION | PARK PLACE CAPITAL

CRD#: 107952 / SEC#: 801-32593

RIA

Registered Investment Advisory firm - (9/2/1988 Approved)

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Contact information

Main Address

2728 19th Place S Suite 160, Homewood, AL 35209

Mailing Address

Phone number

(800) 459-9084

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 WRAP FEE PROGRAM BROCHURE (10/7/2025)

PARK PLACE CAPITAL ADV PART 2 (9/8/2025)

Regulatory assets under management

Total Number of Accounts	416
AUM (Assets Under Management)	$ 724,023,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Byron T. Golden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Byron Todd Golden's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK PLACE CAPITAL CORPORATION

NBC SECURITIES, INC.

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

STERNE, AGEE & LEACH, INC.

Primary Firm SEC Registration

PARK PLACE CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/1999

Series 50

Date: 9/11/2017

Series 16

Date: 9/8/2000

Current Firm

PARK PLACE CAPITAL CORPORATION

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARK PLACE CAPITAL CORPORATION

TRUST BUT VERIFY

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