William N. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Noyes Mason III, who also goes by Bill N Mason, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1967. William had worked at 4 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 1991 - December 17, 2024
MASON INVESTMENT ADVISORY SERVICES INC
November 15, 1982 - March 17, 2014
MASON SECURITIES, INC.
October 25, 1982 - November 30, 1982
GEMINI CAPITAL CORP.
October 16, 1967 - June 5, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
MASON INVESTMENT ADVISORY SERVICES INC
CRD#: 111113 / SEC#: 801-18054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/19/1967
Registered Representative ExaminationCurrent Firm
MASON INVESTMENT ADVISORY SERVICES INC
CRD#: 111113 / SEC#: 801-18054
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,110 |
| AUM (Assets Under Management) | $ 13,204,245,927 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
