Roy L. Curry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roy Lee Andrew Curry, who also goes by Andrew Curry, was a registered financial professional .
Roy is a previously registered financial professional and started their career in finance in 2004. Roy had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2021 - December 31, 2021
TCG SECURITIES, L.L.C.
January 14, 2019 - February 1, 2024
TCG CAPITAL MARKETS L.L.C.
June 29, 2011 - March 1, 2018
TCG SECURITIES, L.L.C.
May 15, 2009 - March 25, 2011
GREENHILL & CO., LLC
March 18, 2004 - May 1, 2009
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
TCG SECURITIES, L.L.C.
CRD#: 154788 / SEC#: , 8-68672
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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