Mario A. Nardone

EAST BAY INVESTMENT SOLUTIONS

Charleston, SC

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CRD#: 3223250

Professional summary

Mario Anthony Nardone is a registered financial advisor currently at EAST BAY INVESTMENT SOLUTIONS located in Charleston, South Carolina.

Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mario has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

610 Gold Street, LLC; investment-related; 402 Flye Point Road, PO Box 74, Brooklin ME 04616; Real-estate holding company (single property); Manager; 2/23/2023; 8 hours per month; 0 hours per month during securities trading hours; administrative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Anthony Nardone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2014 - Present

EAST BAY INVESTMENT SOLUTIONS

RIA

CRD#: 166207

Charleston, SC

Past

February 18, 2010 - August 15, 2013

MORRIS FINANCIAL CONCEPTS, INC.

RIA

CRD#: 114862

MOUNT PLEASANT, SC

Past

January 10, 2007 - January 22, 2010

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

June 11, 1999 - January 4, 2006

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/26/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/10/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAST BAY INVESTMENT SOLUTIONS

EAST BAY FINANCIAL SERVICES, LLC | JERICHO INVESTMENT ADVISORS, LLC | JERICHO INVESTMENT ADVISORS | EAST BAY INVESTMENT SOLUTIONS

CRD#: 166207 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/25/2019 Approved)

South Carolina

Registered Investment Advisory firm - (5/7/2013 Approved)

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Contact information

Main Address

Charleston, SC

Mailing Address

Phone number

(843) 628-3739

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mario A. Nardone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Anthony Nardone's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAST BAY INVESTMENT SOLUTIONS

MORRIS FINANCIAL CONCEPTS, INC.

VANGUARD MARKETING CORPORATION

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/1999

Series 7

Date: 3/26/2007

Series 6

Date: 6/10/1999

Current Firm

EAST BAY INVESTMENT SOLUTIONS

Contact information

Documents

Red Flags

Company Information

EAST BAY INVESTMENT SOLUTIONS

TRUST BUT VERIFY

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