Stephen T. Weber
Professional summary
Stephen Thomas Weber, who also goes by Stephen Thomas Weber, Steve Weber, Stephen T Weber, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Wilmette, Illinois.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 9 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Thomas Weber's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #2: 25 E. Erie, Chicago, IL 60611October 16, 2006 - December 31, 2019
DRIEHAUS SECURITIES LLC
January 31, 2006 - September 27, 2006
BLACKROCK INVESTMENTS, LLC
August 20, 2005 - December 16, 2005
BOFA DISTRIBUTORS, INC.
June 14, 2005 - August 20, 2005
BACAP DISTRIBUTORS, LLC
April 29, 2005 - December 16, 2005
BOFA ADVISORS, LLC
March 3, 2004 - June 14, 2005
COLUMBIA FINANCIAL CENTER INCORPORATED
April 1, 2003 - April 29, 2005
COLUMBIA MANAGEMENT ADVISORS, INC.
June 22, 1999 - April 1, 2003
STEIN ROE & FARNHAM INCORPORATED
June 3, 1999 - December 31, 2003
BOFA DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
