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Ryan Edward Wilson

CRD# 3223054·Registered 2001 - 2015
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Edward Wilson was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2001 - 2015. Ryan had worked at 9 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

LEK SECURITIES CORPORATION·CRD# 33135
BD
New City, NY
May 11, 2011 - May 27, 2015
W.J. BLUM & SONS, LLC·CRD# 32970
BD
Garden City, NY
October 23, 2009 - February 25, 2015
KFM SECURITIES, INC.·CRD# 142186
BD
New York, NY
May 14, 2009 - November 2, 2009
J & D SECURITIES LLC·CRD# 42716
BD
New York, NY
April 25, 2007 - May 28, 2009
LABRANCHE FINANCIAL SERVICES, LLC·CRD# 7432
BD
New York, NY
January 27, 2006 - April 5, 2007
HAGGERTY & CO., LLC·CRD# 135134
BD
New York, NY
June 3, 2005 - March 28, 2007
HAGGERTY, KEVIN GASPAR·CRD# 126926
BD
Rye, NY
February 18, 2005 - June 2, 2005
WILSON (JR), JOHN E·CRD# 43327
BD
New York, NY
October 29, 2001 - February 22, 2005
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
April 9, 2001 - September 12, 2001

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Current Firm

LS
LEK SECURITIES CORPORATION

LEK SECURITIES CORPORATION | LEK, SCHOENAU & CO., INC.

CRD#: 33135 / SEC#: 8-42152
BD
Terminated by SEC on 03/10/2023

Contact Information

Established

Delaware since 01/05/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LEK SECURITIES HOLDINGS LIMITEDSHAREHOLDER—
LEK, CHARLES FREDERIKCHIEF EXECUTIVE OFFICER4672129
LEK, CHARLES FREDERIKCHIEF COMPLIANCE OFFICER4672129
MINOGUE, KRISTOPHER JAMESPRINCIPAL FINANCIAL OFFICER; FINOP5031647

Disclosures

Regulatory Event

42

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 25 — NYSE Trading Assistant Examination

Passed Nov 2004

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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