Ryan E. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Edward Wilson was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2001. Ryan had worked at 9 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2011 - May 27, 2015
LEK SECURITIES CORPORATION
October 23, 2009 - February 25, 2015
W.J. BLUM & SONS, LLC
May 14, 2009 - November 2, 2009
KFM SECURITIES, INC.
April 25, 2007 - May 28, 2009
J & D SECURITIES LLC
January 27, 2006 - April 5, 2007
LABRANCHE FINANCIAL SERVICES, LLC
June 3, 2005 - March 28, 2007
HAGGERTY & CO., LLC
February 18, 2005 - June 2, 2005
HAGGERTY, KEVIN GASPAR
October 29, 2001 - February 22, 2005
WILSON (JR), JOHN E
April 9, 2001 - September 12, 2001
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 11/4/2004
NYSE Trading Assistant ExaminationCurrent Firm
LEK SECURITIES CORPORATION
CRD#: 33135 / SEC#: , 8-42152
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 42 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
