Patrick J. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick John Mason, who also goes by Patrick J Mason, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1971. Patrick had worked at 11 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2017 - December 31, 2018
SEQUOIA FINANCIAL GROUP, L.L.C.
May 19, 2010 - October 11, 2016
COPPER BEECH WEALTH MANAGEMENT
November 24, 2009 - October 25, 2016
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
October 29, 2008 - December 31, 2008
FSC SECURITIES CORPORATION
March 6, 2008 - November 23, 2009
FSC SECURITIES CORPORATION
April 10, 1989 - March 11, 2008
SECURIAN FINANCIAL SERVICES, INC.
June 19, 1983 - September 4, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
March 22, 1983 - October 4, 1988
MUTUAL SERVICE CORPORATION
February 7, 1975 - December 22, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
November 20, 1972 - March 6, 1975
NORTH STAR EQUITIES COMPANY
November 20, 1972 - August 4, 1987
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
August 3, 1971 - December 30, 1972
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
SEQUOIA FINANCIAL GROUP, L.L.C.
CRD#: 117756 / SEC#: 801-61089
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/29/1971
Registered Representative ExaminationCurrent Firm
SEQUOIA FINANCIAL GROUP, L.L.C.
CRD#: 117756 / SEC#: 801-61089
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,338 |
| AUM (Assets Under Management) | $ 23,033,619,111 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2025 | ||
| 11/19/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
