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AB

Alison A. Berman

PALISADE CAPITAL MANAGEMENT, LP
Fort Lee, NJ 07024-7102
Some features on this profile are disabled
CRD#: 3222624
AB

Professional summary

Alison Anne Berman, who also goes by Allison A Berman, is a registered financial advisor currently at PALISADE CAPITAL MANAGEMENT, LP located in Fort Lee, New Jersey.

Alison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Alison has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Allison A Berman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alison Anne Berman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2017 - Present

PALISADE CAPITAL MANAGEMENT, LP

Office #1: 1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102
RIA
CRD#: 104581
Fort Lee, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PALISADE CAPITAL MANAGEMENT, LP
PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA
Registered Investment Advisory firm - (2/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(11/8/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/16/2017
Uniform Investment Adviser Law Examination

Current Firm

PC
PALISADE CAPITAL MANAGEMENT, LP
PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA
Registered Investment Advisory firm - (2/7/1995 Approved)
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Contact information

Main Address
1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102
Mailing Address
Phone number
(201) 585-7733
Established
Firm type
Fiscal year end
# of Employees
40

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PALISADE CAPITAL MANAGEMENT FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts2,412
AUM (Assets Under Management)$ 4,225,941,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581Fort Lee, NJ 07024-7102

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