Jennifer C. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Curtin Walker, who also goes by Jennifer Catherine Curtin, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1999. Jennifer had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2013 - May 22, 2013
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
May 22, 2013 - August 21, 2013
EUREKACAP PARTNERS, INC.
June 1, 2009 - July 12, 2012
MORGAN STANLEY
June 1, 2009 - July 12, 2012
MORGAN STANLEY
October 1, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 1, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 22, 2008 - October 23, 2008
BARCLAYS CAPITAL INC.
February 13, 2008 - October 9, 2008
LEHMAN BROTHERS INC.
August 1, 2002 - September 22, 2008
LEHMAN BROTHERS INC.
July 26, 1999 - July 25, 2000
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD#: 135131 / SEC#: , 8-66889
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
