JV
Jill A. Veenstra
REGAL INVESTMENT ADVISORS LLC
Kentwood, MI 49512
Some features on this profile are disabled
CRD#: 3222590
JV
Professional summary
Jill Anne Veenstra, who also goes by Jill Anne Miller, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Kentwood, Michigan and REGULUS FINANCIAL GROUP, LLC located in Kentwood, Michigan.
Jill is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jill has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jill Anne Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Cherrywood Smokehouse, LLC - Investment Related: No - Address: 3423 Pinkney Rd, Lowell, MI 49331 - Nature of Business: Catering Business - Title or Relationship: Owner - Start Date: 10/25/2024 - Hours per month: 0 - Hours per month during trading hours: 0 - Duties: Owner of LLC for husband's catering business - no other duties.
CRS (Client Relationship Summary) - RIA
Click below to view Jill Anne Veenstra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2024 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 2687 44th Street Se, Kentwood, MI 49512RIA
CRD#: 125004
Kentwood, MI
Current
June 24, 2024 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 2687 44th Street, Suite 101, Kentwood, MI 49512Office #2: 2687 44th Street, Se, Suite 101, Kentwood, MI 49512BD
CRD#: 150631
Kentwood, MI
Past
May 14, 2024 - July 8, 2024
CORECAP INVESTMENTS, LLC
BD
CRD#: 37068
SOUTHFIELD, MI
Past
March 22, 2022 - May 2, 2022
OAKWOOD CAPITAL, INC.
RIA
CRD#: 112399
Lowell, MI
Past
March 15, 2022 - May 2, 2022
OAKWOOD CAPITAL SECURITIES, INC.
BD
CRD#: 21000
ST. LOUIS PARK, MN
Past
May 17, 2016 - March 14, 2022
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
LOWELL, MI
Past
May 4, 2006 - March 14, 2022
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
LOWELL, MI
Past
July 26, 2005 - April 25, 2006
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
GRANDVILLE, MI
Past
September 14, 1999 - February 10, 2004
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/2/2025)
RR
Colorado(6/17/2025)
RR
Connecticut(6/16/2025)
RR
District of Columbia(6/18/2025)
RR
Florida(6/16/2025)
RR
Idaho(6/13/2025)
RR
Illinois(6/20/2025)
RR
Kentucky(6/16/2025)
RR
Louisiana(6/13/2025)
RR
Maryland(6/20/2025)
RR
Michigan(12/9/2024)
IAR
Michigan(12/9/2024)
RR
Minnesota(6/16/2025)
RR
Mississippi(6/20/2025)
RR
Montana(7/8/2025)
RR
Nebraska(6/16/2025)
RR
New Jersey(6/13/2025)
RR
Oklahoma(6/16/2025)
RR
South Carolina(6/16/2025)
RR
South Dakota(6/13/2025)
RR
Texas(6/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 5/14/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGAL INVESTMENT ADVISORS LLC
CRD#: 125004Kentwood, MI 49512TRUST BUT VERIFY
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