Kevin J. Schillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin James Schillo, who also goes by Kevin James Schillo, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2004. Kevin had worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2023 - July 25, 2024
ROBINHOOD SECURITIES, LLC
March 18, 2021 - July 25, 2024
ROBINHOOD FINANCIAL, LLC
January 28, 2020 - March 4, 2021
TD AMERITRADE, INC.
December 4, 2015 - March 4, 2021
TD AMERITRADE, INC.
June 16, 2015 - January 15, 2016
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
March 29, 2012 - October 8, 2014
WPWEALTH LLP
August 29, 2011 - December 12, 2011
CORBIN & COMPANY
August 7, 2007 - February 10, 2011
ROGERS WEALTH GROUP, INC.
July 20, 2004 - August 14, 2007
UBS FINANCIAL SERVICES INC.
June 23, 2004 - August 14, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBINHOOD SECURITIES, LLC
CRD#: 287900 / SEC#: , 8-69916
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | MEMBER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINOP | 3103432 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
