Louis J. Barrientos

FC360 WEALTH MANAGEMENT

Roseville, CA 95661

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CRD#: 3222223

Professional summary

Louis Joaquin Barrientos, who also goes by Louis Barrientos, is a registered financial advisor currently at FC360 WEALTH MANAGEMENT, INC. located in Roseville, California.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Louis has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louis Barrientos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 09/01/2015 - CA Life & Health Insurance - License #0C82395 - Time Spent 1%. (2) 1/1/2018 - FC360 Tax Services, LLC - Licensed Tax Preparer and owner of FC360 Tax Services, LLC - Time Spent 15%. (3) 5/4/2018 - FC360 Insurance Agency, LLC - Managing Member - Time Spent 1%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Joaquin Barrientos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2015 - Present

FC360 WEALTH MANAGEMENT, INC.

Office #1: 1508 Eureka Road Suite 145, Roseville, CA 95661

RIA

CRD#: 171788

Roseville, CA

Past

April 20, 2009 - September 1, 2015

PLACER SUMMIT FINANCIAL GROUP, LLC

RIA

CRD#: 149750

ROSEVILLE, CA

Past

April 17, 2009 - September 9, 2015

LPL FINANCIAL LLC

CRD#: 6413

ROSEVILLE, CA

Past

July 28, 2003 - April 24, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ROSEVILLE, CA

Past

July 25, 2003 - April 24, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ROSEVILLE, CA

Past

July 24, 2001 - July 14, 2003

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

June 4, 1999 - June 27, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FC360 WEALTH MANAGEMENT, INC.

BUILDMY401K.COM | IRON PEAK ADVISORS, INC. | FC360, INC. | FC360 WEALTH MANAGEMENT, INC. | FC360 WEALTH MANAGEMENT, INC

CRD#: 171788 / SEC#: 801-121040

RIA

Registered Investment Advisory firm - (4/28/2021 Approved)

California

Registered Investment Advisory firm - (10/9/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/18/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/29/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

FC360 WEALTH MANAGEMENT, INC.

BUILDMY401K.COM | IRON PEAK ADVISORS, INC. | FC360, INC. | FC360 WEALTH MANAGEMENT, INC. | FC360 WEALTH MANAGEMENT, INC

CRD#: 171788 / SEC#: 801-121040

RIA

Registered Investment Advisory firm - (4/28/2021 Approved)

California

Registered Investment Advisory firm - (10/9/2015 Approved)

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Contact information

Main Address

1508 Eureka Road Suite 145, Roseville, CA 95661

Mailing Address

Phone number

(916) 379-7980

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FC360 BROCHURE SUPPLEMENT - LOUIS J. BARRIENTOS (3/30/2025)

FC360, INC. FORM ADV PART 2A BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	365
AUM (Assets Under Management)	$ 127,103,442

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Louis J. Barrientos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Joaquin Barrientos's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLACER SUMMIT FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

HIMCO DISTRIBUTION SERVICES COMPANY

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

FC360 WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/1999

SIE

Date: 9/9/2015

Series 7

Date: 6/3/1999

Series 10

Date: 5/18/2004

Series 9

Date: 4/29/2004

Current Firm

FC360 WEALTH MANAGEMENT, INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FC360 WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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