Robert A. Minasian

PERSONAL WEALTH MANAGEMENT

Commerce, MI

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CRD#: 3222210

Professional summary

Robert Alan Minasian is a registered financial advisor currently at PERSONAL WEALTH MANAGEMENT, LLC located in Commerce, Michigan.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 3, Series 31, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. I PROVIDE LIFE INSURANCE AND FIXED INDEX ANNUITY SOLUTIONS VIA AFFILIATIONS WITH INDEPENDENT FIRMS WHO SUPPORT MY PRACTICE. ACTIVITIES MAY BE INTEGRAL TO INVESTMENT ADVISORY ENGAGEMENTS WITH PROSPECTS AND CLIENTS. 2. I AM A LICENSED BRANCH MANAGER WITH NOVUS INVESTMENTS, AN NFA REGISTERED COMMODITY TRADING ADVISOR AND INTRODUCING BROKER, AS WELL AS A BUSINESS DEVELOPMENT DIRECTOR WITH A NOVUS INVESTMENTS' AFFILIATED FIRM, PMCM, LLC. ACTIVITIES MAY BE INTEGRAL TO INVESTMENT ADVISORY ENGAGEMENTS WITH PROSPECTS AND CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Minasian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2016 - Present

PERSONAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 285074

Commerce, MI

Past

January 22, 2016 - October 7, 2016

ELE WEALTH SOLUTIONS, INC.

CRD#: 38931

SOUTHFIELD, MI

Past

December 15, 2015 - October 7, 2016

ELE ADVISORY SERVICES, INC

RIA

CRD#: 148228

Commerce Township, MI

Past

September 18, 2014 - November 3, 2015

LOWELL & COMPANY, INC.

RIA

CRD#: 24913

COMMERCE, MI

Past

May 16, 2014 - November 3, 2015

LOWELL & COMPANY, INC.

CRD#: 24913

LUBBOCK, TX

Past

August 7, 2013 - February 3, 2014

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

COMMERCE TOWNSHIP, MI

Past

January 29, 2010 - June 3, 2014

DALTON STRATEGIC INVESTMENT SERVICES INC.

CRD#: 23485

COMMERCE, MI

Past

March 21, 2003 - February 10, 2010

LPL FINANCIAL LLC

CRD#: 6413

COMMERCE TWP, MI

Past

May 25, 1999 - March 26, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/15/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/22/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 1/31/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/24/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 4/29/2013

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/2003

General Securities Principal Examination

Current Firm

PERSONAL WEALTH MANAGEMENT, LLC

CRD#: 285074 / SEC#:

Michigan

Registered Investment Advisory firm - (9/21/2016 Approved)

Virginia

Registered Investment Advisory firm - (11/30/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Commerce, MI

Mailing Address

Phone number

(248) 363-4171

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 6,616,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert A. Minasian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Minasian's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELE WEALTH SOLUTIONS, INC.

ELE ADVISORY SERVICES, INC

LOWELL & COMPANY, INC.

LOWELL & COMPANY, INC.

REGAL INVESTMENT ADVISORS LLC

DALTON STRATEGIC INVESTMENT SERVICES INC.

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2011

Series 66

Date: 6/15/1999

SIE

Date: 10/7/2016

Series 3

Date: 11/22/2010

Series 31

Date: 1/31/2000

Series 7

Date: 5/24/1999

Series 30

Date: 4/29/2013

Series 24

Date: 5/19/2003

Current Firm

PERSONAL WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERSONAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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