Paul P. Wagner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Philipp Wagner, who also goes by Paul P Wagner, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1999. Paul had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2010 - December 31, 2017
WAGNER FINANCIAL ADVISORS, LLC
May 21, 2007 - March 5, 2008
INSTITUTIONAL SECURITIES CORPORATION
May 21, 2007 - March 5, 2008
INSTITUTIONAL SECURITIES CORPORATION
June 2, 2005 - May 21, 2007
FRONTLINE ADVISORS
November 12, 2002 - June 7, 2005
A. G. EDWARDS & SONS, INC.
June 16, 1999 - June 7, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WAGNER FINANCIAL ADVISORS, LLC
CRD#: 147493 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
