LH
Lori A. Hodge
COMPREHENSIVE CAPITAL MANAGEMENT
BEAVER, PA 15009
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CRD#: 3221948
LH
Professional summary
Lori Ann Hodge, who also goes by Lori Hodge, is a registered financial advisor currently at COMPREHENSIVE CAPITAL MANAGEMENT, INC. located in Beaver, Pennsylvania and AURORA PRIVATE WEALTH, INC. located in Beaver, Pennsylvania.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lori has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Hodge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-LORI A. HODGE, CPA & ASSOC., PC; MARS, PA; Service description: TAX PREPARATION; START DATE: 1/1/2000; Duties: Tax preparation and review. Oversee operations of the company; TITLE: PARTNER/OWNER; 50% TIME SPENT. 2-Harper & Hodge; Beaver, PA; Service description: DBA for Investment Advisory & Brokerage business; Start date: 09/07/2010; Title: IAR & RR; Duties: Sales, Administrative, Meeting with clients and perspective clients; Time spent: 100 hours/month. 3. Daniel R and Lori A Hodge, PC, Investment related:Yes, 183 Scharberry Lane, Mars, PA, 16046, S Corporation for investment business, Treasurer, 04/25/2014, 50 percent, investments 4. Various Insurance Companies, Investment related:Yes, 1221 Third Street, Beaver, PA, 15009, Insurance, Insurance producer, 01/01/2019, 1 hour weekly, Insurance sales 5- Kaymeg LLC, Investment related:No, 305 Hill Farm Lane, Valencia, PA, 16059, , Member, 01/09/2024, various, Rental Property
CRS (Client Relationship Summary) - RIA
Click below to view Lori Ann Hodge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2010 - Present
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Office #1: 1221 Third St, Beaver, PA 15009Office #2: 183 Scharberry Lane, Mars, PA 16046RIA
CRD#: 119890
BEAVER, PA
Current
February 21, 2024 - Present
AURORA PRIVATE WEALTH, INC.
Office #1: 1221 Third Street, Beaver, PA 15009Office #2: 183 Scharberry Lane, Mars, PA 16046RIA
CRD#: 281604
BEAVER, PA
Current
September 20, 2010 - Present
APW CAPITAL, INC.
Office #1: 1221 Third Street, Beaver, PA 15009Office #2: 183 Scharberry Lane, Mars, PA 16046BD
CRD#: 43814
Beaver, PA
Past
October 28, 2005 - September 23, 2010
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MARS, PA
Past
October 24, 2005 - September 23, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MARS, PA
Past
February 25, 2004 - December 31, 2005
BLUE VASE SECURITIES, LLC
RIA
CRD#: 46765
BEAVER, PA
Past
August 30, 2002 - October 24, 2005
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
August 22, 2002 - September 13, 2002
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BEAVER, PA
Past
May 6, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 6, 1999 - September 13, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/16/2021)
RR
Florida(4/17/2017)
RR
Missouri(11/12/2012)
RR
Montana(2/4/2025)
RR
North Carolina(7/21/2015)
RR
Ohio(6/8/2016)
RR
Pennsylvania(9/20/2010)
IAR
Pennsylvania(9/20/2010)
RR
South Carolina(1/3/2024)
RR
Washington(2/4/2025)
RR
West Virginia(6/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Enterprise Drive Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AURORA PRIVATE WEALTH, INC.
CRD#: 281604Beaver, PA 15009TRUST BUT VERIFY
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