Michael W. Cigliano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael W Cigliano, who also goes by Michael Wayne Cigliano, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 34, Series 3, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2016 - December 19, 2016
HOLD BROTHERS CAPITAL LLC
March 30, 2015 - April 23, 2016
TRADESTATION SECURITIES, INC.
July 1, 2014 - November 17, 2014
DAVID LERNER ASSOCIATES, INC.
February 25, 2013 - February 10, 2014
MORGAN STANLEY
February 21, 2013 - February 10, 2014
MORGAN STANLEY
May 15, 2012 - November 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2012 - November 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 2010 - April 15, 2010
ECHOTRADE LLC
April 13, 2006 - May 15, 2009
ECHOTRADE LLC
October 29, 2004 - July 29, 2005
LIGHTSPEED PROFESSIONAL TRADING LLC
January 10, 2001 - October 22, 2003
WORLDCO, L.L.C.
September 20, 2000 - December 19, 2000
WORLDCO, L.L.C.
June 7, 1999 - October 9, 2000
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/30/2000
Limited Representative-Equity Trader ExamCurrent Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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