James B. Eichner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Bryant Eichner JR, who also goes by James Eichner, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2000. James had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2018 - January 14, 2019
ALLIED MILLENNIAL PARTNERS, LLC
March 31, 2006 - January 11, 2018
NATIONAL SECURITIES CORPORATION
April 21, 2005 - April 3, 2006
S.W. BACH & COMPANY
May 18, 2004 - April 20, 2005
S.W. BACH & COMPANY
September 23, 2003 - June 14, 2004
JOSEPH STEVENS & CO., INC.
September 25, 2001 - March 25, 2003
HARRISON SECURITIES, INC.
May 18, 2000 - October 23, 2001
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED MILLENNIAL PARTNERS, LLC
CRD#: 16569 / SEC#: , 8-34176
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
