Michael Englese
Professional summary
Michael Englese JR. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Michael had worked at 5 firms, which includes GUNNALLEN FINANCIAL INC, JOSEPH STEVENS & CO. INC., KSH INVESTMENT GROUP INC., HARRISON SECURITIES INC., LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2004 - June 2, 2005
GUNNALLEN FINANCIAL, INC
September 23, 2003 - December 9, 2003
JOSEPH STEVENS & CO., INC.
March 12, 2002 - July 23, 2002
KSH INVESTMENT GROUP, INC.
July 3, 2001 - February 28, 2002
HARRISON SECURITIES, INC.
September 2, 1999 - June 26, 2001
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
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