AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AE

Anthony R. Esposito

HIDDEN ROAD PARTNERS CIV US
NEW YORK, NY 10011
CRD#: 3221801
Some features on this profile are disabled
AE
Anthony Ralph EspositoHIDDEN ROAD PARTNERS CIV US

Professional summary

Anthony Ralph Esposito, who also goes by Anthony R Esposito Jr, Anthony R Esposito, Anthony Ralph Esposito, Anthony Esposito, is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1999. Anthony has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony R Esposito Jr | Anthony R Esposito | Anthony Ralph Esposito | Anthony Esposito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Ralph Esposito's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2026 - Present

HIDDEN ROAD PARTNERS CIV US LLC

Office #1: 111 W. 19th Street 7th Floor, New York, NY 10011
BD
CRD#: 331954
NEW YORK, NY
Past

April 1, 2025 - June 15, 2026

LUCID CAPITAL MARKETS, LLC

BD
CRD#: 140345
New York, NY
Past

November 14, 2017 - November 8, 2024

J.P. MORGAN PRIME INC.

BD
CRD#: 282107
NEW YORK, NY
Past

October 1, 2016 - November 8, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Newark, DE
Past

February 3, 2015 - October 1, 2016

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
NEW YORK, NY
Past

August 17, 2004 - December 10, 2014

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

July 19, 2001 - October 3, 2002

SWISS AMERICAN SECURITIES INC.

BD
CRD#: 7973
NEW YORK, NY
Past

May 25, 1999 - December 1, 2000

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/18/2026)
RR
Alaska
(6/18/2026)
RR
Arizona
(6/18/2026)
RR
Arkansas
(6/18/2026)
RR
California
(6/18/2026)
RR
Colorado
(6/18/2026)
RR
Connecticut
(6/18/2026)
RR
Delaware
(6/18/2026)
RR
District of Columbia
(6/18/2026)
RR
Florida
(6/18/2026)
RR
Georgia
(6/18/2026)
RR
Hawaii
(6/18/2026)
RR
Idaho
(6/18/2026)
RR
Illinois
(6/18/2026)
RR
Indiana
(6/18/2026)
RR
Iowa
(6/18/2026)
RR
Kansas
(6/18/2026)
RR
Kentucky
(6/18/2026)
RR
Louisiana
(6/18/2026)
RR
Maine
(6/18/2026)
RR
Maryland
(6/18/2026)
RR
Massachusetts
(6/18/2026)
RR
Michigan
(6/18/2026)
RR
Minnesota
(6/18/2026)
RR
Mississippi
(6/18/2026)
RR
Missouri
(6/18/2026)
RR
Montana
(6/18/2026)
RR
Nebraska
(6/18/2026)
RR
Nevada
(6/18/2026)
RR
New Hampshire
(6/18/2026)
RR
New Jersey
(6/18/2026)
RR
New Mexico
(6/18/2026)
RR
New York
(6/18/2026)
RR
North Carolina
(6/18/2026)
RR
North Dakota
(6/18/2026)
RR
Ohio
(6/22/2026)
RR
Oklahoma
(6/18/2026)
RR
Oregon
(6/18/2026)
RR
Pennsylvania
(6/18/2026)
RR
Puerto Rico
(6/18/2026)
RR
Rhode Island
(6/18/2026)
RR
South Carolina
(6/18/2026)
RR
South Dakota
(6/18/2026)
RR
Tennessee
(6/18/2026)
RR
Texas
(6/18/2026)
RR
Utah
(6/18/2026)
RR
Vermont
(6/18/2026)
RR
Virgin Islands
(6/18/2026)
RR
Virginia
(6/18/2026)
RR
Washington
(6/18/2026)
RR
West Virginia
(6/18/2026)
RR
Wisconsin
(6/18/2026)
RR
Wyoming
(6/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/3/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/22/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HR
HIDDEN ROAD PARTNERS CIV US LLC
HIDDEN ROAD PARTNERS CIV US LLC | RIPPLE PRIME

CRD#: 331954 / SEC#: , 8-71259

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information

Main Address
10 East 40th Street 26th Floor, New York, NY 10016
Mailing Address
10 East 40th Street 26th Floor, New York, NY 10016
Phone number
(646) 834-5623
Established
Delaware since 10/04/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
HIDDEN ROAD PARTNERS CIV US HOLDCO LLCPARENT COMPANY
ASCH, MARC EDWARDCHIEF EXECUTIVE OFFICER5565083
CIPOLLONE, BRIAN MICHAELPRINCIPAL OPERATIONS OFFICER2982507
DISTELL, GARY NEILCHIEF COMPLIANCE OFFICER1540489
KNECHT, JOHN ELIOTCHIEF FINANCIAL OFFICER/FINOP7192538
MEHTA, HINA MANHERLALGENERAL COUNSEL

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIDDEN ROAD PARTNERS CIV US LLC

CRD#: 331954New York, NY 10011

TRUST BUT VERIFY

Monitor Anthony Esposito

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Elizabeth Katz Miller
Elizabeth MillerAdvisorCheck Check Mark
SUMMIT PLACE FINANCIAL ADVISORS, LLC
IAR
SUMMIT, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.