Edward E. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Eugene Brown was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1969. Edward had worked at 6 firms and has passed the Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 1989 - October 4, 1990
ALLIANCE SECURITIES CORPORATION
October 20, 1988 - October 27, 1988
ALPINE SECURITIES CORPORATION
June 22, 1983 - September 10, 1988
WARREN & BROWN ASSOCIATES, INC.
February 6, 1981 - July 22, 1981
MAIN STREET SECURITIES, INC.
August 26, 1980 - January 26, 1981
CONTINENTAL AMERICAN SECURITIES, INC.
May 22, 1969 - July 8, 1981
EDWARD BROWN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 5/3/1969
General Securities Principal ExaminationCurrent Firm
ALLIANCE SECURITIES CORPORATION
CRD#: 15468 / SEC#: , 8-32629
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
