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Arthur Coleman Masingill Jr

CRD# 322132·Registered 1974 - 1981
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur Coleman Masingill JR, who also goes by A C Masingill, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1974 - 1981. Arthur had worked at 3 firms and has passed the Series 63, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A C Masingill

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
July 31, 1979 - May 22, 1981
ASSET PLANNING CORPORATION·CRD# 7890
BD
April 27, 1979 - May 1, 1987
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
May 20, 1975 - June 26, 1979
FINANCIAL SERVICE CORPORATION OF AMERICA·CRD# 292
BD
March 18, 1974 - June 19, 1975

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Current Firm

IR
INTEGRATED RESOURCES EQUITY CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403 / SEC#: 8-15459
BD
Terminated by FINRA on 06/19/1991

Contact Information

Established

Delaware since 11/25/1969

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1981About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Mar 1974

Series 40 — Registered Principal Examination

Passed May 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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