Theodore H. Tilles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Harper Tilles, CFP®, who also goes by Ted Harper Tilles, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2006. Theodore had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2015 - November 2, 2016
NORTH BERKELEY WEALTH MANAGEMENT, LLC
August 30, 2013 - March 19, 2014
NORTH BERKELEY WEALTH MANAGEMENT, LLC
January 1, 2006 - September 28, 2012
PROTECTED INVESTORS OF AMERICA
Primary Firm SEC Registration
NORTH BERKELEY WEALTH MANAGEMENT, LLC
CRD#: 136431 / SEC#: 801-64572
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTH BERKELEY WEALTH MANAGEMENT, LLC
CRD#: 136431 / SEC#: 801-64572
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,482 |
| AUM (Assets Under Management) | $ 710,619,518 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 01/28/2025 | ||
| 02/27/2024 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
