Geoffrey M. Byruch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Marc Byruch was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1999. Geoffrey had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2009 - May 6, 2014
HFP CAPITAL MARKETS LLC
February 26, 2009 - April 11, 2014
HFP CAPITAL MARKETS LLC
February 7, 2008 - March 23, 2009
DAWSON JAMES SECURITIES, INC.
May 18, 2006 - February 8, 2008
CAPITAL GROWTH FINANCIAL, LLC
December 12, 2005 - May 19, 2006
GILFORD SECURITIES INCORPORATED
March 7, 2005 - December 8, 2005
JOSEPH GUNNAR & CO. LLC
April 17, 2000 - March 3, 2005
HD BROUS & CO., INC.
May 11, 1999 - February 23, 2000
AVALON RESEARCH GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/15/2002
Limited Representative-Equity Trader ExamCurrent Firm
HFP CAPITAL MARKETS LLC
CRD#: 44351 / SEC#: , 8-50652
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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