Daniel P. Magnusson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel P Magnusson, who also goes by Dan Magnusson, Daniel Philip Magnusson, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1999. Daniel had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2018 - April 7, 2026
ABERDEEN FUND DISTRIBUTORS, LLC
May 16, 2011 - July 18, 2018
ALPS DISTRIBUTORS, INC.
March 9, 2011 - May 2, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
March 26, 2007 - January 27, 2011
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
September 24, 1999 - November 15, 2004
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.