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JH

Jeffery David Hunt

CRD# 3220610·Registered 1999 - 2006
Barred: Jeffery David Hunt was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jeffery David Hunt, who also goes by Jefery David Hunt, Jeff Hunt, was a registered financial advisor. Jeffery was a previously registered financial advisor and started their career in finance 1999 - 2006. Jeffery had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jefery David Hunt, Jeff Hunt

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

OBS BROKERAGE SERVICES, INC.·CRD# 104281
RIA
Defiance, OH
August 9, 2004 - August 18, 2006
OBS BROKERAGE SERVICES, INC.·CRD# 104281
BD
Whitehouse, OH
August 6, 2004 - May 8, 2007
FIRST INSURANCE AND INVESTMENTS INC.·CRD# 132254
RIA
Defiance, OH
July 29, 2004 - May 11, 2007
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Defiance, OH
December 3, 2001 - August 10, 2004
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
October 25, 2001 - August 10, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
July 20, 1999 - October 15, 2001
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
July 20, 1999 - October 15, 2001

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Current Firm

OB
OBS BROKERAGE SERVICES, INC.

ADVISORTRADZ | TRUSTAXYS | ONLINE BROKERAGE SERVICES, INC. | ONLINE BROKERAGE SERVICES | OBS FINANCIAL ADVISORS | OBS BROKERAGE SERVICES, INC. | OBS BD, INC. | MYTRADZ.COM | GLOBALTRADZ, INC. | GLOBAL TRADZ, INC. | BANKTRADZ.COM | ADVISORTRADZ.COM

CRD#: 104281 / SEC#: 8-52780
BD
Terminated by SEC on 06/27/2014

Contact Information

Established

Delaware since 05/03/2006

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OBS HOLDINGS, INCHOLDING COMPANY—
FARLEY, CATHERINE ELIZABETHEVP/CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, FINOP2314911
HENRY, JOHN WELDONPRESIDENT/CEO1910378

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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