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JH

Jeffery D. Hunt

Some features on this profile are disabled
CRD#: 3220610
JH

Professional summary

Jeffery David Hunt was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jeffery is a previously registered financial advisor and started their career in finance in 1999. Prior to being barred, Jeffery had worked at 5 firms, which includes OBS BROKERAGE SERVICES INC., FIRST INSURANCE AND INVESTMENTS INC., CETERA WEALTH SERVICES LLC, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jefery David Hunt | Jeff Hunt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 9, 2004 - August 18, 2006

OBS BROKERAGE SERVICES, INC.

RIA
CRD#: 104281
DEFIANCE, OH
Past

August 6, 2004 - May 8, 2007

OBS BROKERAGE SERVICES, INC.

BD
CRD#: 104281
WHITEHOUSE, OH
Past

July 29, 2004 - May 11, 2007

FIRST INSURANCE AND INVESTMENTS INC.

RIA
CRD#: 132254
DEFIANCE, OH
Past

December 3, 2001 - August 10, 2004

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
DEFIANCE, OH
Past

October 25, 2001 - August 10, 2004

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

July 20, 1999 - October 15, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 20, 1999 - October 15, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/1999
General Securities Representative Examination

Current Firm

OB
OBS BROKERAGE SERVICES, INC.
ADVISORTRADZ | TRUSTAXYS | ONLINE BROKERAGE SERVICES, INC. | ONLINE BROKERAGE SERVICES | OBS FINANCIAL ADVISORS | OBS BROKERAGE SERVICES, INC. | OBS BD, INC. | MYTRADZ.COM | GLOBALTRADZ, INC. | GLOBAL TRADZ, INC. | BANKTRADZ.COM | ADVISORTRADZ.COM

CRD#: 104281 / SEC#: , 8-52780

BD
Terminated by SEC on 06/27/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/03/2006
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
OBS HOLDINGS, INCHOLDING COMPANY
FARLEY, CATHERINE ELIZABETHEVP/CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, FINOP2314911
HENRY, JOHN WELDONPRESIDENT/CEO1910378

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

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