Sean D. Servey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean David Servey was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2001. Sean had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - July 10, 2019
OBS FINANCIAL
April 12, 2016 - April 6, 2017
RESOURCE SECURITIES LLC
January 26, 2011 - December 9, 2015
REALTY CAPITAL SECURITIES, LLC
September 1, 2009 - December 1, 2010
DIRECTED SERVICES LLC
May 3, 2005 - December 1, 2010
DIRECTED SERVICES LLC
May 16, 2003 - May 5, 2005
WELLS FARGO CLEARING SERVICES, LLC
May 15, 2003 - May 5, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 3, 2002 - May 14, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2001 - May 14, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OBS FINANCIAL
CRD#: 138615 / SEC#: 801-65110
Contact information
Red Flags
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