Daniel G. Stewart

TOPTURN CAPITAL

Monterey, CA 93940

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CRD#: 3220485

Professional summary

Daniel Gregory Stewart, CIMA®, who also goes by Daniel G Stewart, Greg Stewart, is a registered financial advisor currently at TOPTURN CAPITAL, LLC located in Monterey, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel G Stewart | Greg Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GENERAL PARTNER IN FAMILY INVESTMENT PARTNERSHIP GENERAL PARTNER STEWART FAMILY INVESTMENTS 2077 E FREMONT FRESNO,CA 93710 FAMILY INVESTMENT PARTNERSHIP TIME DEVOTED: 1 HOUR PER MONTH DUTIES INCLUDE DECISION MAKING OVER INVESTMENT ALTERNATIVES AND TRADING SECURITIES THROUGH ONLINE BROKERAGE. MOST ACTIVITIES OCCUR IN EVENINGS OR ON WEEKENDS EXCEPT PLACING EQUITIY ORDERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gregory Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 10, 2009 - Present

TOPTURN CAPITAL, LLC

Office #1: 40 Ragsdale Drive Suite 120, Monterey, CA 93940

RIA

CRD#: 151464

Monterey, CA

Past

May 20, 2005 - November 19, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CARMEL, CA

Past

May 20, 2005 - November 19, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CARMEL, CA

Past

September 13, 1999 - May 27, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FRESNO, CA

Past

July 8, 1999 - May 27, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOPTURN CAPITAL, LLC

DARCHUCK STEWART CAPITAL ADVISORS, LLC | TOPTURN CAPITAL, LLC | DP WEALTH ADVISORS, LLC

CRD#: 151464 / SEC#: 801-70572

RIA

Registered Investment Advisory firm - (9/15/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/10/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/23/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/2/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/7/1999

General Securities Representative Examination

Current Firm

TOPTURN CAPITAL, LLC

DARCHUCK STEWART CAPITAL ADVISORS, LLC | TOPTURN CAPITAL, LLC | DP WEALTH ADVISORS, LLC

CRD#: 151464 / SEC#: 801-70572

RIA

Registered Investment Advisory firm - (9/15/2009 Approved)

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Contact information

Main Address

40 Ragsdale Drive Suite 120, Monterey, CA 93940

Mailing Address

Phone number

(831) 324-0481

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOPTURN CAPITAL - ADV 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 178,358,890

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel G. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gregory Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TOPTURN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2003

Series 66

Date: 7/23/1999

Series 31

Date: 10/2/2000

Series 7

Date: 7/7/1999

Current Firm

TOPTURN CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOPTURN CAPITAL, LLC

TRUST BUT VERIFY

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